Crypto Regulation: Cryptoassets to be included in the UK's Financial Promotion Regime By Jonathan Brogden, Mathew Rutter, Following HM Treasury’s Consultation Paper published in July 2020, it published a Consultation…
Top 10 conduct risks for UK asset managers in 2022 By Angela Hayes, Mathew Rutter Heightened regulatory scrutiny upon the asset management sector is expected to continue throughout…
A tougher appointed representatives regime is on its way By Mathew Rutter, Angela Hayes, Simon Thomas The FCA has published details of significant changes that it is proposing to its rules relating to…
20 years on: is financial services regulation in the UK still fit for purpose? By Mathew Rutter On 1 December 2001, the UK adopted a radical new approach to the regulation of financial services…
FCA sets out expectations for hybrid working By David Sims, Jade Kowalski, Mathew Rutter Many firms that have been operating remotely during the pandemic are putting hybrid working…
Life after Passporting: the insurance sector By Mathew Rutter The EU’s single passport regime enabled UK-authorised insurers, reinsurers and insurance brokers to…
UK Government proposes tougher regime for approval of financial promotions By Mathew Rutter, Ceri Eaton On 20th July 2020, HM Treasury (HMT) launched a consultation on a ‘regulatory gateway’ for…
FCA conduct expectations of general insurance firms in the light of COVID-19 By Mathew Rutter, James MacNish Porter The FCA, like the rest of us, is settling in to the new normal imposed by COVID-19…