Review and reform of the SMCR: Optimising individual accountability By Angela Hayes, David Sims This article first appeared in the June 2023 issue of PLC Magazine …
Reflecting on the Regulators’ approach to Diversity and Inclusion in the financial sector – is now the time to do more? By David Sims, Ceri Fuller, Beth Harris As readers will know, the regulators are increasingly focussing on what financial sector firms are…
FCA sets out expectations for hybrid working By David Sims, Jade Kowalski, Mathew Rutter Many firms that have been operating remotely during the pandemic are putting hybrid working…
The compliance change all regulated firms need to know about By David Sims Most FCA solo-regulated firms will have to implement SMCR by the end of this year…
Bridging the gap between the SIMR and SM&CR By David Sims The Senior Managers and Certification Regime (SM&CR) aims to create a culture of accountability…