Asset Managers
Our asset manager clients range from large institutional and household names to start-up boutiques and successful private equity and hedge fund houses. We provide legal support to asset managers on all aspects of conduct of business and regulatory risk, together with corporate, commercial and employment law advice.
Services
ContactsOverview
Our partners with expertise in the asset management sector are largely drawn from magic circle and major US law firm backgrounds and a number of clients have followed these individuals to DAC Beachcroft.
We regularly advise in the following areas:
- Financial promotions and fund distribution;
- Obtaining authorisation for new asset management businesses;
- Advice on compliant trading and handling trading errors;
- Corporate transactions;
- Governance and SMCR;
- Data protection and technology;
- UK and EU regulation including onshored AIFMD and MIFID II;
- Internal investigations into suspected compliance breaches;
- Regulatory reporting;
- Dispute resolution including investor disputes; and
- Day to day and strategic employment law issues.
Featured experience
- Advising the UK regulated entities of a global private equity house on implementation of the FCA's Senior Manager and Certification Regime
- Advising a global asset manager on corporate acquisitions
Related services
Banking, Restructuring and Insolvency
Our experienced team offers comprehensive insolvency and restructuring guidance to investors, creditors, and corporates, both locally and globally.
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Commercial
Our extensive commercial services span various sectors, with dedicated teams in insurance, healthcare, technology, and more. We provide expert guidance on procurement, IT, contracts, intellectual property, competition, and more.
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Corporate
Our corporate team delivers comprehensive legal solutions to a diverse clientele. We specialise in M&A, Equity Capital Markets, and corporate advisory matters, collaborating seamlessly to help clients achieve their business goals.
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Data, Privacy and Cyber in Financial Services
We provide specialist advice to financial services sector clients, carefully balancing data, privacy and cyber issues in the context of the wider regulatory framework.
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Dispute Resolution
Our Dispute Resolution team has an established reputation for handling complex, high value commercial disputes and achieving successful and pragmatic solutions for our clients.
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Employment
We provide bespoke solutions across all aspects of employment, pensions, immigration, and more. Balancing legal and commercial requirements, we deliver efficiently and provide tangible value to your business.
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Enforcement
We advise financial institutions facing investigations and enforcement action or other interventions by financial services regulators.
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Internal Investigations
We advise clients on internal investigations into issues ranging from compliance breaches in regulated firms to any matter involving people and the workplace.
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Tax
Our expertise in commercial tax covers all aspects of UK tax, including corporation tax, income tax, NIC, and more. We specialise in managing tax impacts on commercial transactions, guiding you towards tax-efficient choices. Our vast experience ensures tailored solutions for diverse entities in the intricate UK tax landscape.
Learn moreAsset Managers key contacts
Angela Hayes
Partner
London
John Williams
Partner
Bristol
David Sims
Partner
London
David Speakman
Partner
London
Khurram Shamsee
Partner
London
Who we are
Why choose DAC Beachcroft?
We’re a broad-based commercial firm serving a wide range of sectors with a strong heritage in insurance,
health and real estate. We combine excellent legal skills and cutting-edge delivery expertise to design
solutions that fit the needs of our clients – often involving clever uses of technology.
Our expertise
Asset Managers
We provide legal support to asset managers on all aspects of conduct of business and regulatory risk.
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Banks
We act for all different types and sizes of banks, from challenger banks, to the largest global investment banks. Our clients include a plethora of banks comprising investment, challenger, retail, commercial, investment, foreign banks, private banks, building societies, neobanks, and novel alternative capital providers.
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FinTech
Our legal expertise in FinTech and all its essential component parts – payment, blockchain, wealth management, InsurTech and RegTech – provides competitive advantage for you through our deep understanding of the sector.
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Hedge Funds
We provide regulatory, corporate and commercial advice to hedge funds and their managers, as well as strategic guidance on future legal developments.
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Securities Brokers
We provide regulatory and commercial advice to securities brokers as well as advising on disputes with clients and investigations and enforcement actions by financial services regulators.
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Financial Adviser Networks
As market leaders immersed in the financial services sector, we help financial adviser networks navigate the complex legal and regulatory landscape of the industry.
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Wealth Managers and Advisers
We are the market leading law firm for services to financial advisers/wealth managers and networks.
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