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In October 2022, the US Securities and Exchange Commission (“SEC”) fined Kim Kardashian US$1.26m for unlawfully “touting” the EthereumMax (“EMAX”) tok ...
It has been clear for some time that the FCA is stepping up its enforcement strategy and supervisory engagement in relation to purportedly sustainable ...
Heightened regulatory scrutiny upon the asset management sector is expected to continue throughout 2022, not least because the FCA itself remains unde ...
New FCA rules on climate-related financial disclosures came into effect on 1 January 2022. The new rules affect issuers of standard listed shares and ...
The FCA has published details of significant changes that it is proposing to its rules relating to the appointment and oversight of appointed represen ...
On 1 December 2001, the UK adopted a radical new approach to the regulation of financial services. Some nine individual regulators of different parts ...
Many firms that have been operating remotely during the pandemic are putting hybrid working arrangements in place.
NatWest’s dirty laundry: will the directors be hung out to dry? ...
The economic uncertainty for companies caused by the Covid-19 pandemic has placed a heavy burden on directors. That burden of responsibility is set to ...
In this recent decision, the High Court considered how reliance, in a claim for misrepresentation against a bank, should be established and more parti ...
