Kathy is the COLP, COFA and Money Laundering Reporting Officer for one of the DAC Beachcroft subsidiaries and holds those roles as deputy in the other England and Wales based entities. In addition she is the Data Protection Officer for all the England and Wales based entities.
She has extensive experience of legal risk management. She regularly advises the firm on a wide range of compliance, regulatory, risk management and ethics issues. This includes advising on the risks and issues arising in significant internal strategic projects as well as those arising out of the day to day business operations.
She also manages the teams that deal with regulatory issues, client and supplier contract reviews, claims and complaints, internal audit, ISO9001 and ISO27001 certification and health & safety.
She has had a heavy involvement in the design of the systems used by the business to monitor compliance, review risk and record data. This has enabled trends to be monitored so that informed decisions can be made about improvements to be fed back into the business.
Kathy is responsible for the development of the enterprise risk framework and attends the group’s Audit Committee meetings. She is also a member of an external risk group, the Bristol Risk Managers Group.