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This article first appeared in the June 2023 issue of PLC Magazine. Background to the SMCR The original purpose of the senior managers and certi ...
From a tax point of view the headline of this budget is that it appears to allow people to make unlimited contributions to their pension. It is not a ...
Issues with the Financial Conduct Authority’s (“FCA’s”) proposed new rules to tackle greenwashing (FCA Consultation Paper 22/20) were highlighted duri ...
On 20 February 2023 the Financial Conduct Authority (“FCA”) published Discussion Paper (“DP”) 23/2 entitled “Updating and improving the UK regime for ...
In October 2022, the US Securities and Exchange Commission (“SEC”) fined Kim Kardashian US$1.26m for unlawfully “touting” the EthereumMax (“EMAX”) tok ...
It has been clear for some time that the FCA is stepping up its enforcement strategy and supervisory engagement in relation to purportedly sustainable ...
Heightened regulatory scrutiny upon the asset management sector is expected to continue throughout 2022, not least because the FCA itself remains unde ...
New FCA rules on climate-related financial disclosures came into effect on 1 January 2022. The new rules affect issuers of standard listed shares and ...
The FCA has published details of significant changes that it is proposing to its rules relating to the appointment and oversight of appointed represen ...
On 1 December 2001, the UK adopted a radical new approach to the regulation of financial services. Some nine individual regulators of different parts ...
