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We put your business at the heart of everything we do. We help you manage the impact of financial services regulation, with strategic input on relationship-building, business plan development and regulatory reputation.
We also help you anticipate issues specific to your business, from potential obstacles to approval from the Financial Services Authority (FSA), to project management, risk assessment and due diligence.
If you're a new business, we help you obtain FSA authorisations. And if you're established we help you gain revised permissions.
We also help you manage your relationship with the FSA, from establishing a remediation project team and providing quality assurance, to reviewing product lines or addressing operational weaknesses. We can help you negotiate with the regulator from a position of strength, for a result that preserves your commercial value.
We support you every step of the way. From ad hoc tactical advice to FSA investigations. From assisting in the recruitment of regulatory staff or providing interim managers.
We keep senior management on track too, from exercising Approved Person responsibilities and complying with Treating Customers Fairly, to handling conflicts of interest or complaints procedures.
We help you take care of business – so you can get on and make it successful.
"Excellent"The Legal 500 UK 2011
View all team members in FS and regulatory